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Handbook of Undergraduate Studies 2007


Handbook of Postgraduate Studies 2007


Calendar of Governance, Legislation and Rules 2007


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BUSL861: Financial Services Law

This unit examines the contractual, fiduciary and legislative obligations imposed upon financial service providers, such as financial advisors, stockbrokers and fund managers. Topics examined include Part 7 of the Corporations Act (Financial Services and Markets), and the consumer provisions in the Australian Securities Commission Act.

Credit Points:4
Contact Hours:--
When Offered: D1 - Day; Offered in the first half-year
X1 - External study; Offered in the first half-year
Staff Contact: Professor Peter Gillies
Prerequisites:

Corequisites:

NCCWs:

Unit Designations: --
Assessed As: Graded
Offered By: - Division of Law

 
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